Amounts of admission and membership fees are
as follows:
Rules
on Admission Fee and Membership Fee
Firms engaging in investment management business
(Note1)
| Admission |
1,000,000 yen |
| Membership fee |
The annual membership fee is calculated by the following formula:
Operating revenue from investment management business × prescribed
coefficient (Note2)
Subject to the following exceptions:
- Ceiling (upper limit)
8,000,000 yen if the calculated amount exceeds
8,000,000 yen
- Bottom (lower limit)
400,000 yen if the calculated amount falls below
400,000 yen |
Firms engaging in investment advisory, agency, and/or intermediary
business (Note1)
Admission
|
200,000 yen |
Membership fee
|
100,000 yen per year (Note3) |
| (Note1) |
Rules for firms engaging in investment management business apply
to those conducting both investment management business and investment
advisory and agency business, and rules for firms engaging in investment
advisory business apply to those conducting both investment advisory
and investment agency/intermediary business. |
| (Note2) |
The prescribed coefficient is determined by the Board of Directors
based on the draft budget for each business year, within a range
of plus/minus 30% deviation from the base value of 0.25% (i.e.,
0.175% to 0.325%). |
| (Note3) |
Firms engaging in investment advisory and agency/intermediary
business are subject to special measures with regard to membership
fees, such as an option to pay in installments and a possible reduction
in the amount. |
|
